Short Sale Disclosure - Market Rules
Thursday May 12, 2016

DisclosureWise provides a single platform for reporting Short Sale disclosures in Australia, Hong Kong and the European Union. All the users have to do is submit the following information to DisclosureWise:

 

  • ISIN code
  • Short quantity
  • Trade date

Our Short Sale disclosure platform will then apply different processing and monitoring rules and submit positions to the regulator automatically. Following is a matrix summarising these rules:

 

  Calendar check Valid symbol check Threshhold check  Market value calc Net holding calc Determine reporting venue Annotate for previous submission  Filter non-reportable symbols
Australia Yes Yes N/A N/A N/A Yes N/A N/A
Hong Kong Yes Yes N/A Yes N/A Yes N/A Yes
EU Yes Yes Yes N/A Yes Yes Yes Yes